Maine Childcare Licensing Requirements

Maine childcare centers must include 13 mandatory sections in parent handbooks per 10-148 C.M.R. ch. 32, § 2(F)(6)(b) (Licensing Requirements and Procedures - Administration; facility handbook content: 'Hours of operation and daily schedule').

Last updated: April 2026

Researched by the TotReady Research Team

Required Handbook Sections

The following sections must appear in every Maine childcare parent handbook per state licensing rules.

SectionDescriptionCitationStatus
Hours of OperationDays and hours the facility is open; holiday closures; late pick-up policy.10-148 C.M.R. ch. 32, § 2(F)(6)(b) (Licensing Requirements and Procedures - Administration; facility handbook content: 'Hours of operation and daily schedule')Required
Behavior Guidance and Discipline PolicyGuide →Positive guidance techniques used; prohibited discipline methods; progressive steps.10-148 C.M.R. ch. 32, § 9 (Child Guidance), incl. § 9(D) (Detrimental practice - prohibited corporal punishment)Required
Illness and Exclusion PolicyGuide →Symptoms requiring exclusion; readmission criteria; communicable disease procedures.10-148 C.M.R. ch. 32, § 12(E) (Dismissal of Children due to illness); cf. § 12(D) (Health monitoring)Required
Medication Administration PolicyGuide →Procedures for administering prescription and non-prescription medications; authorization requirements.10-148 C.M.R. ch. 32, § 12(H) (Medication administration)Required
Emergency ProceduresGuide →Fire, severe weather, lockdown, and medical emergency procedures; evacuation routes.10-148 C.M.R. ch. 32, § 12(K) (Emergency procedures); cf. § 12(G) (First aid)Required
Arrival and Departure ProceduresSign-in/sign-out requirements; authorized pick-up persons; late pick-up fees.10-148 C.M.R. ch. 32, § 7 (Staff-Child Ratios, Supervision, and Qualifications - supervision at arrival/departure); cf. § 2(F) (Administration - handbook / parental access)Required
Nutrition and Meals PolicyMeals and snacks provided; food allergy procedures; outside food policy.10-148 C.M.R. ch. 32, § 16(A) (Food and Kitchen Facilities - Well-balanced meals and snacks)Required
Parent Communication PolicyDaily report procedures; how to reach staff; parent conference schedule.10-148 C.M.R. ch. 32, § 10(B) (Rights of Children and Parents - rights of parents/legal guardians; § 10(B)(1)-(3))Required
Grievance and Complaint ProcedureSteps for resolving concerns; contact for unresolved complaints.10-148 C.M.R. ch. 32, § 10(B)(2)-(3) (parent right to inspection findings / notice of Department actions); enforcement & appeal under § 21 (Enforcement, Subsequent Reapplication, and Appeal Rights)Required
Child Abuse and Neglect ReportingMandatory reporter obligations; reporting procedures; state hotline.10-148 C.M.R. ch. 32, § 11 (Reporting Child Abuse and Neglect); underlying statute 22 M.R.S. § 4011-A (mandated reporters); DHHS Child Protective Intake hotline 1-800-452-1999Required
Enrollment, Fees, and Payment PolicyEnrollment process; tuition rates; payment schedule; refund policy.10-148 C.M.R. ch. 32, § 3 (Fees) [facility provisional/temporary $120, full/biennial renewal $240; nursery schools $10]; admission/enrollment under § 2 (Licensing Requirements and Procedures), incl. § 2(C) (Application)Required
Health and Safety PoliciesHandwashing procedures; diapering; sunscreen; rest time policies.10-148 C.M.R. ch. 32, § 14 (Environment and Safety); cf. § 12 (Health and Medical)Required
Nondiscrimination PolicyStatement of equal access; protected classes covered.10-148 C.M.R. ch. 32, § 10(A)(4) (Rights of Children and Parents - child care services provided without discrimination to race, age, national origin, religion, disability, sex or family composition)Required
Transportation PolicyVehicle safety requirements; car seat policy; authorization procedures.10-148 C.M.R. ch. 32, § 17 (Transportation), incl. § 17(A) (Driver requirements), § 17(B) (Vehicle capacity not to be exceeded), § 17(C) (Safety in vehicles)Recommended
Field Trip PolicyAuthorization requirements; supervision ratios during off-site activities.10-148 C.M.R. ch. 32, § 17(D) (Transportation - Field Trips)Recommended

Staff-to-Child Ratios

Maine mandates the following maximum staff-to-child ratios by age group.

Age GroupStaff-to-Child Ratio
Infants (6 weeks to 1 year)1:4 (max group size 8)
Young toddlers (1 year to 2.5 years)1:4 (max group 12) or 1:5 (max group 10)
Older toddlers/young preschool (2.5 years to 3.5 years)1:7 (max group 21)
Preschool (3 years to under 5 years)1:8 (max group 24) or 1:10 (max group 20)
School-age (5 years to 12 years)1:13

Immunization Requirements

  • Measles
  • Mumps
  • Rubella
  • Diphtheria
  • Pertussis
  • Polio
  • Tetanus
  • Haemophilus influenzae Type b (Hib)
  • Varicella (chickenpox)
  • Hepatitis B
  • Pneumococcal conjugate (PCV)

Background Check Requirements

  • Comprehensive background check governed by 10-148 C.M.R. Chapter 34 (Child Care Provider Background Check Licensing Rule), § 3 (Background Checks), administered by the OCFS Background Check Unit
  • Mandatory fingerprint-based check (fingerprints taken by Maine State Police, forwarded to State Bureau of Identification)
  • FBI fingerprint check (Federal Bureau of Investigation)
  • National Crime Information Center (NCIC) National Sex Offender Registry
  • State Bureau of Identification (SBI) Maine criminal history repository
  • Maine Child Abuse and Neglect registry/database
  • Maine Sex Offender Registry
  • Child abuse/neglect registry, state criminal history repository, and sex offender registry for each state of residence during the prior 5 years
  • Required for all current and prospective staff members (and household members over age 18 / any person with unsupervised access to children in applicable settings)
  • Must be requested at least once every 5 years per individual

Inspection Frequency

The Department generally conducts unannounced site inspections. Routine inspections occur annually after the date of initial licensure (10-148 C.M.R. ch. 32, § 4(A)(2)); inspections also occur upon application (§ 4(A)(1)), on capacity/service changes (§ 4(A)(3)), and to investigate complaints or suspected abuse/neglect (§ 4(A)(4)). The Department may conduct more frequent inspections at its discretion.

Penalties for Non-Compliance

Civil penalties under 10-148 C.M.R. ch. 32, § 21 and 22 M.R.S. § 7702-B: Operating a child care facility without a license - not less than $500 nor more than $10,000 per day, each day a separate violation (22 M.R.S. § 7702-B(3)); violations regarding child-to-staff ratios - not more than $500 per incident or $500 per number of children above the limit, or both (§ 21(B)(3)(b)); violations regarding records/disclosure - $500 per violation (§ 21(B)(3)(a)). The Department may also impose intermediate sanctions and may refuse to issue/renew, condition, suspend (including emergency suspension), or revoke a license, with appeal rights under § 21.

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Frequently Asked Questions

How many sections must be in a Maine childcare parent handbook?

Maine childcare centers are required to include at least 13 mandatory sections in their parent handbooks per state licensing regulations enforced by the Maine Department of Health and Human Services (DHHS), Office of Child and Family Services (OCFS), Children's Licensing and Investigation Unit.

Who oversees childcare licensing in Maine?

Childcare licensing in Maine is regulated by the Maine Department of Health and Human Services (DHHS), Office of Child and Family Services (OCFS), Children's Licensing and Investigation Unit. You can find official licensing information at https://www.maine.gov/dhhs/ocfs/provider-resources/child-care-licensing.

What happens if a Maine childcare center doesn't have a compliant handbook?

Non-compliance with Maine parent handbook requirements can result in: Civil penalties under 10-148 C.M.R. ch. 32, § 21 and 22 M.R.S. § 7702-B: Operating a child care facility without a license - not less than $500 nor more than $10,000 per day, each day a separate violation (22 M.R.S. § 7702-B(3)); violations regarding child-to-staff ratios - not more than $500 per incident or $500 per number of children above the limit, or both (§ 21(B)(3)(b)); violations regarding records/disclosure - $500 per violation (§ 21(B)(3)(a)). The Department may also impose intermediate sanctions and may refuse to issue/renew, condition, suspend (including emergency suspension), or revoke a license, with appeal rights under § 21.

How often are Maine childcare centers inspected?

Maine childcare centers are subject to the following inspection schedule: The Department generally conducts unannounced site inspections. Routine inspections occur annually after the date of initial licensure (10-148 C.M.R. ch. 32, § 4(A)(2)); inspections also occur upon application (§ 4(A)(1)), on capacity/service changes (§ 4(A)(3)), and to investigate complaints or suspected abuse/neglect (§ 4(A)(4)). The Department may conduct more frequent inspections at its discretion.

Detailed Maine Requirements

Go deeper on a single Maine licensing topic — each page covers the statute-cited specifics for that requirement.

Related Tools

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